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キャピタル・マーケッツ

キャピタル・マーケッツ

Key Contacts

カンボジア

ラオス

ミャンマー

タイ

ベトナム

OVERVIEW

当事務所は、資本市場、資本の調達において東南アジア全域においてクライアントをサポートしてまいります。

当事務所は、持分金融商品 (Equity Instruments)や債券・債務証券 (Debt Securities) の発行を検討している 国内外の企業・ファンドを代理し、一般投資家や個人投資家に証券を提供する準備をしているアンダーライターや債券発行者に対して、情報開示に関するアドバイスを行っています。また、あらゆる種類の金融商品(ローン、証券、ミューチュアル・ファンド、プロパティ・ファンド、債券、デリバティブなど)、財務リストラ、地域の資産・資本市場への投資などについてもアドバイスします。

当事務所は、何百社もの企業に対して上場に関するアドバイス・サポートを提供してきました。また、東南アジアやその他の地域において、クライアントの利益を確保するためにクリアすべき規制上の要件につき、迅速に調査し、アドバイスを行うことができます。当事務所は、東南アジアの資本市場の規制についての豊富な知見をもとに、クライアントが投資目標を達成するためのキャッシュフローを確保できるようにサポートしてまいります。当事務所は、証券の発行者、引受会社、株主、原資産所有者、受託者、保管人に対し、投資が適切かつ安全に行われることを確保します。

Experience

  • Facilitated client growth and increased capital for business operations by converting the client’s business from a private to a public company and listing its securities on the Market for Alternative Investment (MAI) stock exchange.
  • Represented a major Thai manufacturer in the IPO process, including preparation, conversion to public company, SEC filing, and SET listing. Several years after the IPO, the company has greatly prospered such that the owner has become one of the ten richest persons in Thailand.
  • Assisted one of China’s largest logistics companies with assets of over CNY 96.74 billion (about USD 15.3 billion), in the client’s planned IPO in a major Chinese stock exchange. To prepare for the IPO, we assisted the client in ensuring regulatory compliance by the client’s three subsidiaries in Thailand by conducting full legal due diligence on each subsidiary and issuing legal opinions for the client to submit to the China Securities Regulatory Commission.
  • Conducted and organized legal due diligence for a Thai food manufacturer on its Thailand operations and subsidiaries in Thailand and four other countries around Asia, in advance of its IPO and listing on the SET.
  • Advised a European company that launched its IPO on the NASDAQ and offered a portion of its IPO stocks to its employees around the world, including in Thailand, amounting to a value of over USD 300,000. Specifically, we advised on Thai securities law applicable to the employee stock option plan and arranged for filing reports with the SEC.
  • Advised and assisted a major Thai chicken farm in the amalgamation of the client’s company and three other companies in the same group in advance of the amalgamated company’s planned IPO and listing on the Stock Exchange of Thailand (SET). 
  • Advising on the first ever dual listing of a Cambodian company on the Stock Exchange of Thailand.
  • Advised the Thai subsidiary of a Japanese microfinance lender on laws and regulations related to conducting a microfinance business in Thailand, as well as the Securities and Exchange Commission of Thailand and the Stock Exchange of Thailand requirements for listing of a company.
  • Secured a license for our client to operate as a dealer of derivatives and related securities with the Thai SEC and obtained other necessary licenses and permits for our client to operate in Thailand.

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