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April 30, 2011

Implications of SEC Act Amendments

Bangkok Post, Corporate Counsellor Column

The Securities and Exchange Act 1992 was recently amended. The updated legislation sets forth changes to three important areas of securities laws: reorganization of the structure of the Securities and Exchange Commission, creation of supportive mechanisms for more effective enforcement of securities laws, and enhancement of mechanisms related to investor protection and transparency. This last area is the main focus of this article.

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Michael C. Yukubousky
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